Epsilon Planning LLP

Date authorised
9 January 2017
Companies House
NC001351
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Main Street
    Ballyclare
    Northern Ireland
    BT39 9AA
    UNITED KINGDOM
    Phone
    +442893322822

  • Complaints Contact

    Suite 1 Davidson House, Glenavy Road Business Park
    20 Glenavy Road
    Moira
    Armagh
    BT67 0LT
    UNITED KINGDOM
    Phone
    +442892646316

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Spectrum Advice Group Ltd

    IRN XXS00023

    • SMF27 Partner (since 14 Apr 2025)
  • . Spectrum Wealth Management Ltd

    IRN XXS00022

    • SMF27 Partner (since 14 Apr 2025)
  • Caroline Mary Smyth

    IRN CMS01236

    • [FCA CF] Significant management (9 Dec 2019 to 29 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Oct 2024)
    • SMF27 Partner (9 Dec 2019 to 29 Oct 2024)
    • CF4 Partner (9 Jan 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Jan 2017 to 8 Dec 2019)
  • Ian Samuel Pyper

    IRN ISP00002

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 8 Nov 2024)
  • James Matthew Smyth

    IRN JMS00011

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Oct 2024)
    • SMF27 Partner (9 Dec 2019 to 29 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Oct 2024)
    • CF30 Customer (9 Jan 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jan 2017 to 8 Dec 2019)
    • CF4 Partner (9 Jan 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Jan 2017 to 30 Sep 2018)
  • Neil James Forsythe

    IRN NJF01059

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Apr 2025)
    • SMF16 Compliance Oversight (since 14 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.