EPL Advisory LLP

Date authorised
1 April 2013
Companies House
OC337020
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Highdown House
    Easton
    Winchester
    Hampshire
    SO21 1EG
    UNITED KINGDOM
    Phone
    +4401962779502
    Web
    https://www.epladvisory.co.uk

  • Complaints Contact

    Highdown House
    Easton
    Winchester
    Hampshire
    SO21 1EG
    UNITED KINGDOM
    Phone
    +4401962779502

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . EPL Corporate Investments Ltd

    IRN XXE01057

    • CF4 Partner (13 Apr 2010 to 26 Jul 2018)
  • David Edward Harvey-Evers

    IRN DEH01048

    • CF30 Customer (22 Apr 2022 to 19 Jul 2023)
  • David John Lane Freer Anderson

    IRN DJA01130

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF3 Chief Executive (12 Jun 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jun 2008 to 8 Dec 2019)
    • CF30 Customer (12 Jun 2008 to 8 Dec 2019)
    • CF4 Partner (12 Jun 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Jun 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (12 Jun 2008 to 31 Mar 2009)
  • Edward Fleming Kilpatrick Hutton

    IRN EFH01004

    • CF30 Customer (5 Jul 2010 to 10 Jan 2011)
    • CF4 Partner (5 Jul 2010 to 10 Jan 2011)
  • Jane Megan Owen Anderson

    IRN JMA01155

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (12 Jun 2008 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.