EPISTEME CAPITAL PARTNERS (UK), LLP

• Principal Place of Business

  Episteme Capital

  39 Dover Street

  London

  Westminster

  W1S 4NN

  UNITED KINGDOM

  Phone

  +442072922649

  Web

  https://www.epistemecap.com

• Complaints Contact

  Episteme Capital

  39 Dover Street

  London

  Westminster

  W1S 4NN

  UNITED KINGDOM

  Phone

  +442072922649

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Episteme Capital Holdings (Cayman), Ltd.

  IRN XXE01067

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (29 Dec 2010 to 8 Dec 2019)
• Adrian Luis Eterovic

  IRN ALE01012

  • [FCA CF] Client dealing (since 10 Mar 2021)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (6 Jul 2009 to 8 Dec 2019)
  • CF4 Partner (6 Jul 2009 to 8 Dec 2019)
  • CF3 Chief Executive (6 Jul 2009 to 8 Dec 2019)
• Andrew Pirrie

  IRN AXP02243

  • [FCA CF] Client dealing (1 Jun 2020 to 23 Sep 2022)
• Chandni Khan

  IRN CXS01278

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 20 Dec 2019)
  • CF11 Money Laundering Reporting (18 May 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (18 May 2018 to 8 Dec 2019)
• David Rodgers

  IRN DXR01517

  • [FCA CF] Client dealing (since 17 Dec 2021)
• Gustavo Salvador Lau Laynes-Lozada

  IRN GXL01129

  • [FCA CF] Significant management (since 10 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (6 Jul 2009 to 8 Dec 2019)
  • CF30 Customer (6 Jul 2009 to 24 Apr 2015)
• Haris Skaliotis

  IRN HXS01214

  • [FCA CF] Client dealing (since 10 May 2023)
• Helaine Dryden

  IRN HXD20931

  • SMF16 Compliance Oversight (since 20 Dec 2019)
• Helen Beatrice Wilson

  IRN HBW01005

  • CF10 Compliance Oversight (6 Jul 2009 to 23 Feb 2018)
  • CF11 Money Laundering Reporting (6 Jul 2009 to 23 Feb 2018)
• Jameel Nazmin Kassam

  IRN JNK01018

  • [FCA CF] Client dealing (since 10 Mar 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (19 May 2014 to 8 Dec 2019)
  • CF30 Customer (6 Jul 2009 to 8 Dec 2019)

No changes recorded yet.