EPIC Markets (UK) LLP

• Principal Place of Business

  Audrey House

  16-20 Ely Place

  London

  EC1N 6SN

  UNITED KINGDOM

  Phone

  +4402075532363

  Web

  https://www.epicip.com

• Complaints Contact

  Audrey House

  16-20 Ely Place

  London

  EC1N 6SN

  UNITED KINGDOM

  Phone

  +4402075532363

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Henry Dominic Chicheley Thornton

  IRN HDT01004

  • [FCA CF] Client dealing (since 1 Jan 2022)
• Hiren Patel

  IRN HXP01141

  • SMF16 Compliance Oversight (since 5 Oct 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Oct 2024)
  • SMF27 Partner (since 17 Jun 2022)
  • SMF1 Chief Executive (10 Mar 2020 to 3 Apr 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jun 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jun 2022)
  • CF11 Money Laundering Reporting (26 Nov 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Nov 2019 to 8 Dec 2019)
• Jeffrey Michael Atherton

  IRN JMA01065

  • CF30 Customer (1 Nov 2007 to 1 Mar 2011)
  • CF4 Partner (1 Nov 2005 to 1 Mar 2011)
  • CF27 Investment Management (1 Nov 2005 to 31 Oct 2007)
• Joseph Hurley

  IRN JXH02705

  • SMF17 Money Laundering Reporting Officer (MLRO) (22 Feb 2022 to 4 Oct 2024)
  • SMF16 Compliance Oversight (22 Feb 2022 to 4 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2024)
• Joshua Tristram Anthony Palmer

  IRN JTP01028

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
• Malcolm Schembri

  IRN MXS04753

  • [FCA CF] Client dealing (since 1 Jan 2022)
• Mark Andrew Harris

  IRN MAH01157

  • [FCA CF] Client dealing (1 Jan 2022 to 18 Sep 2023)
• Mark Francis Johns

  IRN MFJ01006

  • SMF27 Partner (9 Dec 2019 to 24 Feb 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (24 Nov 2005 to 31 Oct 2007)
  • CF4 Partner (24 Nov 2005 to 8 Dec 2019)
• Mark Jonathan Giles Arnell

  IRN MJA01069

  • CF30 Customer (6 Oct 2008 to 31 Jan 2009)
• Matthew James Lonergan

  IRN MJL01185

  • CF30 Customer (1 Nov 2007 to 1 Feb 2017)
  • CF4 Partner (18 Jun 2007 to 3 Jul 2014)
  • CF27 Investment Management (3 Jun 2004 to 31 Oct 2007)

No changes recorded yet.