EPIC Investment Partners (UK) Limited

• Principal Place of Business

  3rd Floor

  Audrey House

  16 - 20 Ely Place

  London

  EC1N 6SN

  UNITED KINGDOM

  Phone

  +4402075532363

  Web

  https://www.epicip.com

• Complaints Contact

  Audrey House

  16-20 Ely Place

  London

  EC1N 6SN

  UNITED KINGDOM

  Phone

  +4402075532333

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Robert Vivian

  IRN CRV01005

  • CF30 Customer (13 Jan 2011 to 7 Jan 2013)
• Christopher Culmer Edge

  IRN CCE01011

  • CF21 Investment Adviser (30 Dec 2002 to 23 Apr 2007)
  • CF1 Director (30 Dec 2002 to 2 Jan 2003)
• Daniel Wyn Roddick

  IRN DWR01058

  • CF30 Customer (19 Jul 2012 to 25 Jul 2018)
• Darren Sadek

  IRN DSS01024

  • CF11 Money Laundering Reporting (30 Dec 2002 to 28 Sep 2007)
  • CF10 Compliance Oversight (30 Dec 2002 to 28 Sep 2007)
  • CF1 Director (30 Dec 2002 to 19 Jan 2007)
• David Alexander Leslie

  IRN DAL01198

  • CF30 Customer (19 Jul 2012 to 14 Oct 2025)
• David Andrew Castle

  IRN DAC01229

  • CF21 Investment Adviser (30 Sep 2005 to 28 Sep 2007)
  • CF23 Corporate Finance Adviser (30 Sep 2005 to 28 Sep 2007)
• David Anthony Herbert

  IRN DAH01139

  • CF30 Customer (since 14 Jun 2012)
• David John Altern Ramsey

  IRN DJR01268

  • CF30 Customer (16 Aug 2012 to 3 Feb 2014)
• David Somers

  IRN DXS01266

  • CF21 Investment Adviser (19 Oct 2004 to 23 Apr 2007)
• Delphine Claire Brand

  IRN DXP01195

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 May 2018 to 8 Dec 2019)

• EPIC Investment Partners LLP

  FRN 451580 · Appointed 8 May 2006

• ECO Private Equity Advisors LLP (no longer appointed)

  FRN 507832 · Appointed 2 Oct 2009 · Until 28 Oct 2011

No changes recorded yet.