Eos Advisory LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Arranges Investments

For Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Retail (Investment), Certificates representing certain security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Ana Stewart
IRN AXS04949
- [FCA CF] Client dealing (since 21 Aug 2023)
Andrew Paul McNeill
IRN AXM19407
- [FCA CF] Client dealing (since 25 May 2023)
- SMF27 Partner (since 2 May 2023)
Andrew Steven Durkie
IRN ASD01049
- [FCA CF] Client dealing (since 25 May 2023)
- SMF27 Partner (since 2 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 May 2023)
- SMF16 Compliance Oversight (since 2 May 2023)
Anne Muir
IRN AXM05344
- [FCA CF] Client dealing (since 16 Aug 2024)
Christopher David Brinsmead
IRN CDB01147
- [FCA CF] Client dealing (since 5 Jun 2023)
Jill Christine Arnold
IRN JCK01045
- [FCA CF] Client dealing (since 2 May 2023)
Mark Beaumont
IRN MXB01158
- [FCA CF] Client dealing (since 25 May 2023)
Mark Ian Macleod Beaumont
IRN MXB00966
- SMF27 Partner (2 May 2023 to 23 Jan 2026)
Richard Clark
IRN RXC00642
- [FCA CF] Client dealing (since 25 May 2023)
Robert Alexander Halliday
IRN HXR01386
- [FCA CF] Client dealing (since 21 Aug 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.