Date authorised
1 September 2023
Companies House
OC445355
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    184-186 Regent Street
    London
    W1B 5TW
    UNITED KINGDOM
    Phone
    +4402030051002
  • Complaints Contact

    3rd Floor
    184 - 186 Regent Street
    LONDON
    W1B 5TW
    UNITED KINGDOM
    Phone
    +4402030051002

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ali Benzakour

    IRN AXB03614

    • [FCA CF] Client dealing (since 1 Sep 2023)
    • SMF27 Partner (since 1 Sep 2023)
    • SMF1 Chief Executive (since 1 Sep 2023)
  • Michel Debs

    IRN MXD01819

    • [FCA CF] Material risk taker (1 Sep 2023 to 13 Mar 2026)
    • SMF27 Partner (1 Sep 2023 to 13 Mar 2026)
    • [FCA CF] Client dealing (1 Sep 2023 to 13 Mar 2026)
  • Pierre-Arnaud Yves Ladoux

    IRN PYL01002

    • SMF27 Partner (since 1 Sep 2023)
    • [FCA CF] Client dealing (since 1 Sep 2023)
  • Roland Vetter

    IRN RXV01054

    • [FCA CF] Client dealing (since 1 Apr 2025)
  • Tomas Kiskis

    IRN TXK01435

    • SMF27 Partner (since 15 Dec 2023)
    • [FCA CF] Material risk taker (since 1 Sep 2023)
    • [FCA CF] Client dealing (since 1 Sep 2023)
  • Tyttö Katariina Kanninen

    IRN TKK01011

    • SMF16 Compliance Oversight (since 1 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2023)
    • SMF27 Partner (since 1 Sep 2023)
    • [FCA CF] Client dealing (since 1 Sep 2023)
  • William Arrington Kitchin

    IRN WAK00012

    • [FCA CF] Client dealing (8 May 2024 to 31 Oct 2024)
  • William Charles Miller

    IRN WCM01029

    • [FCA CF] Material risk taker (since 1 Sep 2023)
    • SMF27 Partner (since 1 Sep 2023)
    • [FCA CF] Client dealing (since 1 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.