ENTERPRISE INSURANCE SERVICES (SWANSEA) LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alun Jones
IRN AXJ01248
- SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Anthony David Cooper
IRN ADC01130
- CF1 Director (14 Jan 2005 to 30 Sep 2006)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
Keith Albert Davies
IRN KAD01041
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF8 Apportionment and Oversight (7 Nov 2006 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Peter John Horwood Shirley
IRN PJS01340
- SMF3 Executive Director (9 Dec 2019 to 15 Apr 2021)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Stroma Certification Limited (no longer appointed)
FRN 518039 · Appointed 16 Feb 2010 · Until 12 Mar 2021
Flatfinders Limited (no longer appointed)
FRN 193901 · Appointed 11 Jul 2005 · Until 1 Jan 2008
Owen Williams (no longer appointed)
FRN 412673 · Appointed 14 Jan 2005 · Until 1 Jan 2008

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.