Date authorised
1 March 2018
Companies House
10323652
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Caroll Insurance Group Ltd
    75 King William Street
    London
    City Of London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +4402039295507
  • Complaints Contact

    Caroll Insurance Group Ltd
    75 King William Street
    London
    City Of London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +4402039295507

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stefan Hicks

    IRN SXH02895

    • CF1 Director (1 Mar 2018 to 3 May 2018)
  • Timothy Alan James

    IRN TAJ01029

    • SMF1 Chief Executive (9 Dec 2019 to 17 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 17 Mar 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Mar 2023)
    • Responsible for Insurance Mediation (1 Mar 2018 to 30 Sep 2018)
    • CF1 Director (1 Mar 2018 to 8 Dec 2019)
    • CF3 Chief Executive (1 Mar 2018 to 8 Dec 2019)
  • Timothy George Cramphorn

    IRN TGC01019

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 28 Mar 2023)
    • CF2 Non Executive Director (17 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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