Ennismore Fund Management Limited

• Principal Place of Business

  Ennismore Fund Management

  5 Kensington Church Street

  London

  Kensington And Chelsea

  W8 4LD

  UNITED KINGDOM

  Phone

  +4402073684200

  Web

  https://www.ennismorefunds.com

• Complaints Contact

  Ennismore Fund Management

  5 Kensington Church Street

  London

  Kensington And Chelsea

  W8 4LD

  UNITED KINGDOM

  Phone

  +442073684200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to marketing activities in respect to funds managed by the Firm.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to marketing activities in respect to funds managed by the Firm.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to marketing activities in respect to funds managed by the Firm.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Christopher Rodney Piers Sturdee

  IRN CRS01077

  • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2008)
  • CF11 Money Laundering Reporting (20 Apr 2007 to 1 Jan 2008)
  • CF1 Director (20 Apr 2007 to 19 Mar 2008)
  • CF10 Compliance Oversight (20 Apr 2007 to 1 Jan 2008)
  • CF13 Finance (20 Apr 2007 to 31 Oct 2007)
• Conor Claxton

  IRN CXC01908

  • SMF3 Executive Director (14 Mar 2023 to 26 Nov 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (22 Sep 2021 to 11 Nov 2024)
  • SMF16 Compliance Oversight (22 Sep 2021 to 11 Nov 2024)
• Eleanor Sabina Wickings Scott

  IRN ESS01017

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (28 Apr 2005 to 31 Oct 2007)
• Emily Alice Allen

  IRN EAA01021

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF26 Customer Trading (30 Mar 2004 to 31 Oct 2007)
• Gerhard Schoeningh

  IRN GXS01337

  • CF8 Apportionment and Oversight (1 Dec 2001 to 6 Apr 2006)
  • CF3 Chief Executive (1 Dec 2001 to 6 Apr 2006)
  • CF27 Investment Management (1 Dec 2001 to 6 Apr 2006)
  • CF13 Finance (1 Dec 2001 to 20 May 2004)
  • CF1 Director (1 Dec 2001 to 6 Apr 2006)
• Gillian Wall

  IRN GXS01691

  • CF10 Compliance Oversight (20 Sep 2017 to 28 Jun 2019)
  • CF28 Systems and controls (20 Sep 2017 to 28 Jun 2019)
  • CF11 Money Laundering Reporting (20 Sep 2017 to 28 Jun 2019)
• Goran Carl Isaac Ivemark

  IRN GCI01001

  • CF30 Customer (1 Nov 2007 to 18 May 2009)
  • CF27 Investment Management (14 Nov 2006 to 31 Oct 2007)
• Greg Hutchinson

  IRN GXH01541

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Jun 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 21 Jun 2021)
  • CF10 Compliance Oversight (4 Sep 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Sep 2019 to 8 Dec 2019)
• Hannah Schneider

  IRN HXS00494

  • SMF16 Compliance Oversight (24 Oct 2024 to 12 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (24 Oct 2024 to 12 Sep 2025)
• Henry Patrick Rayner

  IRN HXR00247

  • [FCA CF] Client dealing (since 1 Oct 2024)

No changes recorded yet.