Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Third Floor SouthQuadrangleCheltenhamGloucestershireGL50 1PZUNITED KINGDOM- Phone
- +4407785628056
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Complaints Contact
Third Floor SouthQuadrangleCheltenhamGloucestershireGL50 1PZUNITED KINGDOM- Phone
- +4403332341447
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Roger Broadhead
IRN RXB02243
- (78)CF1 Director (AR) (20 Feb 2013 to 17 Feb 2014)
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Roger Cortis
IRN RXC02316
- (2)CF1 Director (AR) (24 May 2017 to 2 Oct 2017)
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Rohitkumar Manikrao Mohite
IRN RXM00579
- (153)CF1 Director (AR) (11 Jan 2022 to 4 Nov 2022)
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Roy Bivon
IRN RXB02001
- (102)CF1 Director (AR) (5 Nov 2009 to 2 Nov 2018)
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Ruairidh MacPhie MacDonald
IRN RXM25217
- (172)CF1 Director (AR) (5 Dec 2019 to 15 Jan 2021)
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SIMON ROBERT ALBERT
IRN SRA01080
- (18)CF1 Director (AR) (30 Jul 2016 to 3 Oct 2019)
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Sally Margaret Barrett
IRN SXB14067
- (186)CF1 Director (AR) (24 Apr 2019 to 1 Oct 2020)
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Sam Zubaidi
IRN SXZ01217
- (131)CF1 Director (AR) (5 Jun 2018 to 1 Nov 2018)
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Samuel Michael Seward
IRN SMS01210
- (51)CF1 Director (AR) (1 Jan 2009 to 17 May 2016)
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Sandro Saviolo
IRN SXS02462
- (37)CF1 Director (AR) (29 Sep 2009 to 28 Aug 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Flat Specialist Limited (no longer appointed)
FRN 524445 · Appointed 21 May 2010 · Until 8 Jul 2010
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Homebuyers Residential Lettings Ltd (no longer appointed)
FRN 524463 · Appointed 21 May 2010 · Until 31 Dec 2014
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Hampton Estate Agency Limited (no longer appointed)
FRN 200926 · Appointed 21 May 2010 · Until 2 May 2012
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Edwards Grounds Limited (no longer appointed)
FRN 458976 · Appointed 20 May 2010 · Until 25 Apr 2012
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (276)Responsible for Insurance Distribution
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controlled function added: (275)CF2 Non Executive Director
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controlled function added: (274)SMF7 Group Entity Senior Manager
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controlled function added: (273)CF1 Director
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controlled function added: (272)SMF2 Chief Finance
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controlled function added: (271)SMF3 Executive Director
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controlled function added: (270)SMF3 Executive Director
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controlled function added: (269)SMF18 Other Overall Responsibility
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controlled function added: (268)CF2 Non Executive Director
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controlled function added: (267)SMF18 Other Overall Responsibility