Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Third Floor SouthQuadrangleCheltenhamGloucestershireGL50 1PZUNITED KINGDOM- Phone
- +4407785628056
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Complaints Contact
Third Floor SouthQuadrangleCheltenhamGloucestershireGL50 1PZUNITED KINGDOM- Phone
- +4403332341447
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Warren Michael Loader
IRN WML01016
- (142)CF1 Director (AR) (1 Jan 2009 to 19 May 2020)
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Warren Paul Dickson
IRN WPD01010
- (4)Director of firm who is not a certification employee or a SMF manager (since 24 Oct 2023)
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Wayne Spicer
IRN WXS01351
- (207)CF1 Director (AR) (4 Jan 2017 to 4 Jan 2023)
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Wesley Paul William Streeting
IRN WPS01023
- (62)CF2 Non Executive Director (21 Oct 2008 to 30 Jun 2010)
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William James Brunwin
IRN WJB01083
- (228)[FCA CF] Significant management (9 Dec 2019 to 29 Aug 2025)
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Yvonne Petroushka Richards
IRN YPR01002
- (90)CF1 Director (AR) (22 Dec 2009 to 14 May 2018)
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Zoe Toomey
IRN ZXT00003
- (247)[FCA CF] Significant management (1 Oct 2020 to 3 Nov 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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St Quintin & McConnnell (Lettings) Limited (no longer appointed)
FRN 415596 · Appointed 21 Apr 2010 · Until 22 Apr 2010
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (296)SMF24 Chief Operations
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controlled function added: (295)CF2 Non Executive Director
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controlled function added: (294)SMF7 Group Entity Senior Manager
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controlled function added: (293)SMF18 Other Overall Responsibility
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controlled function added: (292)CF15 Internal Audit
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controlled function added: (291)CF28 Systems and controls
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controlled function added: (290)SMF4 Chief Risk
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controlled function added: (289)CF2 Non Executive Director
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controlled function added: (288)CF2 Non Executive Director
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controlled function added: (287)CF1 Director (AR)