Date authorised
1 April 2013
Companies House
05042667
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 8
    Waterfront Business Park
    Dudley Road
    Brierley Hill
    Dudley
    DY5 1LX
    UNITED KINGDOM
    Phone
    +4401384473017
  • Complaints Contact

    Unit 8
    Waterfront Business Park
    Dudley Road
    Brierley Hill
    Dudley
    DY5 1LX
    UNITED KINGDOM
    Phone
    +4401384473017

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Whelan

    IRN CXW00491

    • [FCA CF] Significant management (1 Jan 2021 to 31 Jul 2024)
  • James Lane

    IRN JXL01746

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 18 Mar 2022)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (4 Nov 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Nov 2009 to 30 Sep 2018)
  • Louise Weston

    IRN LXW01274

    • CF1 Director (4 Nov 2009 to 3 Sep 2019)
  • Paul Martin Aiston

    IRN PXA01313

    • CF1 Director (AR) (28 Jun 2010 to 9 Dec 2024)
  • craig simon hart

    IRN CXH00807

    • [FCA CF] Client dealing (since 17 Jul 2024)
    • [FCA CF] Manager of certification employee (since 17 Jul 2024)
    • [FCA CF] Significant management (since 17 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Staingard Limited (no longer appointed)

    FRN 511581 · Appointed 17 Jun 2010 · Until 9 Dec 2024

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.