Emma Ralls Wealth Management Ltd

FRN: 611301
Companies House: 08748017
Last scraped: 1 day ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

September House

1 Countess Rd

Whitehaven

Cumbria

CA28 6BS

UNITED KINGDOM

Phone

+4407500906881

Web

https://partnership.sjp.co.uk/partner/emmaralls

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Emma Ralls
IRN EJR01047
- (1)Employed By (since 17 Dec 2013)
Racenda Maria Whelan
IRN RXW07120
- (4)Employed By (since 15 Oct 2018)
Sarah Anne Glynn
IRN SAR01182
- (3)Employed By (since 8 Jun 2021)
Victoria Jayne Barnes
IRN VXB00097
- (2)Employed By (since 15 Jun 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.