EM Funding Ltd

Date authorised
1 April 2013
Companies House
07007443
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    E M Funding Ltd
    13 Prince Of Wales Terrace
    London
    Kensington And Chelsea
    W8 5PG
    UNITED KINGDOM
    Phone
    +442079370509

  • Complaints Contact

    E M Funding Ltd
    13 Prince Of Wales Terrace
    London
    Kensington And Chelsea
    W8 5PG
    UNITED KINGDOM
    Phone
    +442079370509

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Catarina Campos da Silva Pereira

    IRN CXC01735

    • CF11 Money Laundering Reporting (12 Mar 2012 to 1 Oct 2012)
    • CF10 Compliance Oversight (12 Mar 2012 to 1 Oct 2012)
    • CF30 Customer (3 Nov 2010 to 1 Oct 2012)
  • John Martin Creet

    IRN JMC01129

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Mar 2012 to 8 Dec 2019)
  • Jolyon David Hewer Griffiths

    IRN JDG01050

    • CF11 Money Laundering Reporting (3 Nov 2010 to 2 Mar 2012)
    • CF10 Compliance Oversight (3 Nov 2010 to 2 Mar 2012)
    • CF30 Customer (3 Nov 2010 to 23 Mar 2011)
  • Marcelo Mello

    IRN MXM13198

    • CF30 Customer (1 May 2019 to 8 Dec 2019)
  • Mark Stuart Howard

    IRN MSH01061

    • CF30 Customer (13 Oct 2015 to 2 Jul 2018)
  • Peter Jeremy West

    IRN PJW01218

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Apr 2017 to 8 Dec 2019)
  • Raymond John Charles Bennett

    IRN RJB01239

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (9 Oct 2012 to 2 Nov 2018)
    • CF10 Compliance Oversight (9 Oct 2012 to 2 Nov 2018)
    • CF30 Customer (16 Nov 2010 to 8 Dec 2019)
  • Ricardo Bucher Guimaraes Galdo

    IRN RXB02762

    • CF30 Customer (13 Apr 2017 to 8 Dec 2019)
  • Teresa Cristina Peixoto Colmerauer dos Santos

    IRN TXC06278

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (2 Nov 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Nov 2018 to 8 Dec 2019)
  • Wilber Antonio Colmerauer Dos Santos Filho

    IRN WAC01022

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (3 Nov 2010 to 8 Dec 2019)
    • CF3 Chief Executive (3 Nov 2010 to 8 Dec 2019)
    • CF30 Customer (3 Nov 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.