Date authorised
24 November 2023
Companies House
OC435887
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Waverley House
    7-12 Noel Street
    London
    Westminster
    W1F 8GQ
    UNITED KINGDOM
    Phone
    +442081358268
  • Complaints Contact

    Waverley House
    7 - 12 Noel Street
    London
    W1F 8GQ
    UNITED KINGDOM
    Phone
    +442081358268

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · ETLLP will carry on the regulated activity of making arrangements with a view to transactions in investments with professional clients only.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher William Lawn

    IRN CXL00451

    • SMF29 Limited scope function (limited scope SMCR firms only) (24 Nov 2023 to 30 Apr 2026)
  • Gail Cox

    IRN GXC01231

    • SMF16 Compliance Oversight (24 Nov 2023 to 31 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Nov 2023 to 31 Jul 2025)
  • Oluwaseun Awotundun

    IRN OXA00178

    • SMF16 Compliance Oversight (since 22 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.