ELM (LEGAL SERVICES) LTD.

Date authorised
30 September 2015
Companies House
03962395
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Elm Legal Services, 1A Victoria Park
    Fishponds
    Bristol
    Bristol, City Of
    BS16 2HJ
    UNITED KINGDOM
    Phone
    +441179520698
    Web
    https://www.elm-online.co.uk

  • Complaints Contact

    Elm Legal Services, 1A Victoria Park
    Fishponds
    Bristol
    Bristol, City Of
    BS16 2HJ
    UNITED KINGDOM
    Phone
    +441179520698

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Consumer Loans

    Show 1 limitation
    • · This permission is limited to lending which the firm carries on as a supplier and (i) no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement; (ii) the regulated credit agreement is not a hire-purchase agreement or a conditional sale agreement; and (iii) unless the firm is a not-for profit body, the obligation of the borrower to repay is not secured, and is not to be secured, by a legal mortgage on land

  • Loan Servicing

    Show 1 limitation
    • · This permission is limited to exercising the rights and duties of loans which the firm carries on as a supplier - and (i) no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement;(ii) the regulated credit agreement is not a hire-purchase agreement or a conditional sale agreement; and (iii) unless the firm is a not-for profit body, the obligation of the borrower to repay is not secured, and is not to be secured, by a legal mortgage on land

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Emsley

    IRN JXE01463

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (30 Sep 2015 to 8 Dec 2019)
  • James Emsley

    IRN JXE00109

    • [PRA CF] Key function holder (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • [FCA CF] Material risk taker (since 1 Jan 2020)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.