Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    39 Enterprise House
    Lisburn Enterprise Centre
    6 Enterprise Crescent
    Lisburn
    Antrim
    BT28 2BP
    UNITED KINGDOM
    Phone
    +4402892668266
  • Complaints Contact

    39 Enterprise House
    Lisburn Enterprise Centre
    6 Enterprise Crescent
    Lisburn
    Antrim
    BT28 2BP
    UNITED KINGDOM
    Phone
    +4402892668266

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James McCorvie

    IRN JXM00046

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (18 Nov 2011 to 30 Sep 2018)
    • CF4 Partner (31 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
  • John Rainey Glover

    IRN JRG00009

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 10 Nov 2022)
    • CF4 Partner (31 Oct 2004 to 8 Dec 2019)
  • William John Hamilton

    IRN WJH00004

    • Responsible for Insurance Mediation (14 Jan 2005 to 19 Sep 2008)
    • CF4 Partner (31 Oct 2004 to 19 Sep 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.