Date authorised
15 June 2017
Companies House
10103784
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Beeches
    Beech Avenue
    Ravenstone
    Coalville
    Leicestershire
    LE67 2AD
    UNITED KINGDOM
    Phone
    +443453400060
  • Complaints Contact

    The Beeches
    Beech Avenue
    Ravenstone
    Coalville
    Leicestershire
    LE67 2AD
    UNITED KINGDOM
    Phone
    +4403453400060

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karl John Toogood

    IRN KJT01055

    • Responsible for Insurance Distribution (since 19 Dec 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF4 Partner (AR) (9 Apr 2018 to 9 Mar 2020)
    • CF1 Director (15 Jun 2017 to 8 Dec 2019)
  • Keith Beesting

    IRN KXB02050

    • SMF3 Executive Director (9 Dec 2019 to 10 Jul 2024)
    • CF1 Director (15 Jun 2017 to 8 Dec 2019)
  • Mark Farrimond

    IRN MXF01691

    • CF4 Partner (AR) (6 Mar 2018 to 9 Mar 2020)
  • Martin Gerard Holden

    IRN MGH01103

    • CF1 Director (AR) (22 Apr 2020 to 10 Jul 2024)
    • CF4 Partner (AR) (22 Dec 2017 to 9 Mar 2020)
  • Neil Reid

    IRN NXR01256

    • SMF3 Executive Director (9 Dec 2019 to 8 Dec 2025)
    • CF4 Partner (AR) (9 Apr 2018 to 9 Mar 2020)
    • CF1 Director (15 Jun 2017 to 8 Dec 2019)
  • Simon David Moores

    IRN SDM01172

    • SMF3 Executive Director (9 Dec 2019 to 10 Jul 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jul 2024)
    • CF1 Director (15 Jun 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Jun 2017 to 30 Sep 2018)
  • Steven Hallworth

    IRN SXH01670

    • CF4 Partner (AR) (22 Dec 2017 to 9 Mar 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.