Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Andrew Mudge

  IRN CAM00048

  • CF21 Investment Adviser (13 Jan 2004 to 30 Sep 2004)
  • CF22 Investment Adviser (Trainee) (27 May 2003 to 24 Nov 2003)
  • CF1 Director (AR) (27 May 2003 to 30 Sep 2004)
• Colin Arthur Ward

  IRN CAW00010

  • CF4 Partner (18 Feb 2002 to 25 Feb 2002)
• Colin Barry Delve

  IRN CBD00008

  • CF1 Director (AR) (12 Sep 2003 to 8 Jun 2005)
  • CF21 Investment Adviser (12 Sep 2003 to 17 Dec 2003)
  • CF4 Partner (AR) (1 Dec 2001 to 12 Sep 2003)
• Colin Francis Clapperton

  IRN CFC00003

  • CF21 Investment Adviser (30 Jan 2004 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (12 May 2003 to 30 Jan 2004)
• Colin Ivor Usherwood

  IRN CIU00001

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Oct 2004)
• Colin McAdam

  IRN CXM00344

  • [FCA CF] Significant management (8 Dec 2021 to 30 Sep 2022)
• Colin Osborne Smith

  IRN COS00001

  • CF21 Investment Adviser (11 Dec 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (8 Apr 2003 to 11 Dec 2003)
  • CF4 Partner (AR) (8 Apr 2003 to 31 Oct 2004)
• Colin Stewart

  IRN CXS00012

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Colin Thomas Nisbet

  IRN CTN01001

  • CF21 Investment Adviser (10 Nov 2004 to 26 Sep 2005)
  • CF22 Investment Adviser (Trainee) (9 Jun 2004 to 10 Nov 2004)
• Colman Martin Smith

  IRN CMS00052

  • CF21 Investment Adviser (24 Jun 2004 to 10 Dec 2004)
  • CF22 Investment Adviser (Trainee) (28 Nov 2003 to 24 Jun 2004)
  • CF4 Partner (AR) (28 Nov 2003 to 10 Dec 2004)

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No changes recorded yet.