Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

  Show 3 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Andrew Sheraton

  IRN JAS00052

  • CF22 Investment Adviser (Trainee) (26 Jul 2004 to 31 Oct 2004)
• John Arthur Hurst

  IRN JAH00043

  • CF21 Investment Adviser (28 Oct 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (3 Jun 2003 to 28 Oct 2003)
  • CF4 Partner (AR) (3 Jun 2003 to 31 Oct 2004)
• John Barron McVean

  IRN JBM00002

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • CF1 Director (AR) (1 Dec 2001 to 31 Oct 2004)
• John Burns

  IRN JXB00120

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• John Cardross Grant

  IRN JXC00024

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• John Chapman Gray Tait

  IRN JCT00023

  • CF21 Investment Adviser (14 Nov 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (14 May 2003 to 14 Nov 2003)
• John Clifton Atton

  IRN JCA01059

  • CF21 Investment Adviser (26 Jul 2002 to 31 Oct 2004)
  • CF7 Sole Trader (AR) (26 Jul 2002 to 31 Oct 2004)
• John Cooper

  IRN JXC01642

  • CF22 Investment Adviser (Trainee) (30 Jan 2004 to 7 Oct 2004)
• John David Riley

  IRN JDR01072

  • CF1 Director (AR) (24 Oct 2003 to 31 Oct 2004)
• John Devine

  IRN JXD01805

  • SMF7 Group Entity Senior Manager (11 Feb 2020 to 18 May 2022)

• M Byrne Insurance (no longer appointed)

  FRN 401409 · Appointed 15 Jun 2004 · Until 31 Oct 2004

• Case (UK) Corporation Ltd (no longer appointed)

  FRN 401336 · Appointed 10 Jun 2004 · Until 31 Oct 2004

• Parklane Mortgage & Financial Exchange (no longer appointed)

  FRN 401208 · Appointed 3 Jun 2004 · Until 31 Oct 2004

• Alan Bell Mortgages Ltd (no longer appointed)

  FRN 401092 · Appointed 26 May 2004 · Until 31 Oct 2004

• J.J. Collins Financial Services (no longer appointed)

  FRN 401071 · Appointed 25 May 2004 · Until 31 Oct 2004

• Tony Walker Financial Planning Services (no longer appointed)

  FRN 401070 · Appointed 25 May 2004 · Until 31 Oct 2004

• Martin Currington Estate Agents (no longer appointed)

  FRN 401003 · Appointed 20 May 2004 · Until 31 Oct 2004

• Donohue Financial Planning Limited (no longer appointed)

  FRN 231998 · Appointed 2 Mar 2004 · Until 31 Oct 2004

• Elliots Financial Services (no longer appointed)

  FRN 231916 · Appointed 27 Feb 2004 · Until 31 Oct 2004

• Axa Sun Life Direct Ltd (no longer appointed)

  FRN 151628 · Appointed 25 Feb 2004 · Until 31 Oct 2004

No changes recorded yet.