Date authorised
23 January 2024
Companies House
14010855
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Kew Road
    Richmond
    TW9 2PR
    UNITED KINGDOM
    Phone
    +448081961113
  • Complaints Contact

    5 Kew Road
    Richmond
    TW9 2PR
    UNITED KINGDOM
    Phone
    +448081961113

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Antonio Jesus Lopez Garnier

    IRN AXL00574

    • SMF3 Executive Director (since 23 Jan 2024)
  • Kiruba Shankar Eswaran

    IRN KXE00081

    • Responsible for Insurance Distribution (since 23 Jan 2024)
    • SMF16 Compliance Oversight (since 23 Jan 2024)
    • SMF3 Executive Director (since 23 Jan 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.