Eldercare Solutions Limited

• Principal Place of Business

  Mill House Farm

  Berden

  Bishop's Stortford

  Essex

  CM23 1AD

  UNITED KINGDOM

  Phone

  +4401438360082

• Complaints Contact

  Mill House Farm

  Berden

  Bishop's Stortford

  CM23 1AD

  UNITED KINGDOM

  Phone

  +4401438360082

• P2P Lending Advice

  For Retail (Investment)

• Investment Advice (no pensions)

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Mark Dixson-Smith

  IRN AMD00012

  • CF1 Director (7 Feb 2014 to 14 Nov 2019)
  • CF30 Customer (7 Feb 2014 to 8 Dec 2019)
• Annette Williams

  IRN AXW00215

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
  • CF30 Customer (1 Feb 2014 to 8 Dec 2019)
• Michael George Alfred Hastings

  IRN MXH00135

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (26 Nov 2013 to 8 Dec 2019)
• Nicola Giselle Cave

  IRN NGC01026

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (26 Nov 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Nov 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Nov 2013 to 8 Dec 2019)
  • CF1 Director (26 Nov 2013 to 8 Dec 2019)
• Penelope Louise Griffiths

  IRN PLG01023

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Feb 2015 to 8 Dec 2019)

No changes recorded yet.