Elara Capital Plc
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Elara Capital PLC6th FloorThe Grove248A Marylebone RoadLondonNW1 6JZUNITED KINGDOM- Phone
- +4402074675458
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Complaints Contact
Elara Capital PLC6th FloorThe Grove248A Marylebone RoadCity of WestministerLondonNW1 6JZUNITED KINGDOM- Phone
- +4402074869733
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Saji Bac-Mitra
IRN SXB01981
- CF30 Customer (1 Oct 2014 to 10 May 2016)
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Samir Vinod Srivastav
IRN SXS14861
- [FCA CF] Client dealing (9 Dec 2019 to 23 Jul 2021)
- CF30 Customer (16 May 2019 to 8 Dec 2019)
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Sanjay Agarwal
IRN SXA01162
- CF21 Investment Adviser (16 Jan 2006 to 30 Sep 2006)
- CF26 Customer Trading (16 Jan 2006 to 30 Sep 2006)
- CF27 Investment Management (20 Oct 2004 to 30 Sep 2006)
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Saurabh Goel
IRN SXG02026
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (11 Feb 2015 to 8 Dec 2019)
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Scott Littlewood
IRN SXL01623
- CF30 Customer (17 Oct 2008 to 9 May 2011)
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Seema Naik
IRN SXN01223
- CF30 Customer (1 Nov 2007 to 26 Feb 2010)
- CF23 Corporate Finance Adviser (3 Jul 2007 to 31 Oct 2007)
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Sonia Soni
IRN SXS02515
- CF10 Compliance Oversight (16 Feb 2010 to 9 May 2011)
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Tareen Carmichael
IRN TXH01145
- CF30 Customer (3 Sep 2009 to 2 Jun 2010)
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Utsav Doshi
IRN UXD01037
- CF30 Customer (25 Feb 2013 to 17 Jan 2014)
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Veronika Bagiova
IRN VXB01208
- CF30 Customer (27 Sep 2010 to 10 Jun 2011)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Pinaki Asset Management Limited (no longer appointed)
FRN 608593 · Appointed 10 Oct 2013 · Until 5 Feb 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.