EKHINOS LIMITED

Date authorised
1 April 2013
Companies House
06794782
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ekhinos Ltd
    Blackwell House
    Guildhall Yard
    London
    City Of London
    EC2V 5AE
    UNITED KINGDOM
    Phone
    +4407973704728
    Web
    https://www.ekhinos.com

  • Complaints Contact

    Ekhinos Ltd
    Blackwell House
    Guildhall Yard
    London
    City Of London
    EC2V 5AE
    UNITED KINGDOM
    Phone
    +4407973704728

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bruce Harriss Cook

    IRN BHC01009

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (12 May 2009 to 8 Dec 2019)
    • CF30 Customer (12 May 2009 to 8 Dec 2019)
    • CF1 Director (12 May 2009 to 8 Dec 2019)
  • Matthew Littman Brettler

    IRN MXB01483

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 May 2009 to 8 Dec 2019)
    • CF1 Director (12 May 2009 to 8 Dec 2019)
  • Michael Edward Humphreys

    IRN MEH01056

    • CF30 Customer (19 Mar 2015 to 8 May 2017)
  • Stephen Adam Benjamin Barratt

    IRN SAB01171

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (12 May 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 May 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 May 2009 to 8 Dec 2019)
    • CF30 Customer (12 May 2009 to 8 Dec 2019)
  • Timothy Stuart Young

    IRN TSY01002

    • CF30 Customer (17 Mar 2015 to 8 May 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.