E.J.Markham & Son Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Daniel Martin Fiehn
IRN DXF10138
- CF29 Significant management (24 Jan 2019 to 20 Nov 2019)
Gary Humphreys
IRN GXH01407
- CF1 Director (12 Oct 2016 to 20 Nov 2019)
Keith John Barber
IRN KJB01136
- CF1 Director (12 Oct 2016 to 20 Nov 2019)
Kevin Ronald Spencer
IRN KRS01061
- CF1 Director (12 Oct 2016 to 20 Nov 2019)
Michael Brittain
IRN MXB03304
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (12 Oct 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (12 Oct 2016 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.