Date authorised
1 April 2013
Companies House
03715361
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 White Lion Court
    London
    City Of London
    EC3V 3NP
    UNITED KINGDOM
    Phone
    +4407788780816
  • Complaints Contact

    2 White Lion Court
    London
    City Of London
    EC3V 3NP
    UNITED KINGDOM
    Phone
    +4407788780816

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Constantine Valsamakis

    IRN ACV01012

    • SMF3 Executive Director (since 22 May 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
  • Antoinette Valsamakis

    IRN AXV27367

    • SMF3 Executive Director (since 22 May 2020)
  • Cullen Paul Leresche

    IRN CXL00264

    • Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • [PRA CF] Key function holder (since 1 Mar 2021)
  • Johannes Jacobus Marx

    IRN JJM01195

    • CF13 Finance (14 Jan 2005 to 1 Oct 2006)
    • CF1 Director (14 Jan 2005 to 1 Oct 2006)
  • Kwok Wah Man

    IRN KXM00433

    • Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2021)
    • [PRA CF] Key function holder (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
  • Robert Collings Hallier

    IRN RCH01123

    • CF2 Non Executive Director (3 Nov 2006 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.