EGR WEALTH LIMITED

Date authorised
1 April 2013
Companies House
07443787
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor, Lloyds Avenue House
    6 Lloyds Avenue
    London
    EC3N 3AX
    UNITED KINGDOM
    Phone
    +442035061099
    Web
    https://www.egrwealth.com

  • Complaints Contact

    6th Floor, Lloyds Avenue House
    6 Lloyds Avenue
    London
    EC3N 3AX
    UNITED KINGDOM
    Phone
    +442035061099

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Andrew Moore

    IRN SXM04924

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2026)
    • [FCA CF] Client dealing (since 26 Feb 2026)
  • Steven John Mayne

    IRN SJM01427

    • CF1 Director (1 Dec 2011 to 19 Sep 2013)
    • CF30 Customer (1 Dec 2011 to 19 Sep 2013)
  • TIMOTHY FRANCIS STEWART

    IRN TFS01034

    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Nov 2022)
    • CF10 Compliance Oversight (20 Mar 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Mar 2018 to 8 Dec 2019)
  • Thilo Hoffmann

    IRN TXH01353

    • CF30 Customer (28 Jan 2014 to 27 Apr 2017)
  • Umer Farooq

    IRN UXF00004

    • SMF3 Executive Director (since 30 May 2023)
  • kerry elizabeth parker

    IRN KEP01024

    • CF1 Director (AR) (27 Feb 2017 to 18 Jul 2017)
  • ross alexander ratcliffe

    IRN RAR01157

    • CF1 Director (AR) (28 Mar 2017 to 18 Jul 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.