EEP Advisers Limited

Date authorised
1 April 2013
Companies House
03628367
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Old Palace
    Bull Lane
    Wrotham
    Sevenoaks
    Kent
    TN15 7RF
    UNITED KINGDOM
    Phone
    +4402076299992
    Web
    https://www.eeplp.com

  • Complaints Contact

    The Old Palace
    Bull Lane
    Wrotham
    Sevenoaks
    Kent
    TN15 7RF
    UNITED KINGDOM
    Phone
    +4402076299992

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Kauffmann

    IRN DXK01173

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Feb 2002 to 31 Oct 2007)
    • CF3 Chief Executive (1 Feb 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Feb 2002 to 31 Oct 2007)
    • CF1 Director (1 Feb 2002 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Fredrik Ninian John Adams

    IRN JFA01014

    • CF23 Corporate Finance Adviser (1 Feb 2002 to 31 Mar 2004)
    • CF26 Customer Trading (1 Dec 2001 to 31 Mar 2004)
  • Hans Blomberg

    IRN HXB01113

    • SMF3 Executive Director (9 Dec 2019 to 19 Nov 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (21 Oct 2002 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (21 Oct 2002 to 31 Oct 2007)
    • CF1 Director (1 Feb 2002 to 8 Dec 2019)
  • Neil Boughton

    IRN NXB01202

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2002 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2002 to 8 Dec 2019)
    • CF13 Finance (1 Feb 2002 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Feb 2002 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Stanislas Michael Yassukovich

    IRN SMY01012

    • CF2 Non Executive Director (1 Feb 2002 to 8 Dec 2019)
  • Sulabha Gail Hedge

    IRN SGH01060

    • CF23 Corporate Finance Adviser (1 Feb 2002 to 31 Mar 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.