Edward Paul Financial Planning Ltd

• Principal Place of Business

  First Floor

  617-619

  London Road

  Westcliff-on-Sea

  Essex

  SS0 9PE

  UNITED KINGDOM

  Phone

  +441702335999

  Web

  https://www.edwardpaul.co.uk

• Complaints Contact

  First Floor

  617-619

  London Road

  Westcliff-on-Sea

  Essex

  SS0 9PE

  UNITED KINGDOM

  Phone

  +441702335999

  Web

  https://www.edwardpaul.co.uk

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amanda Jane Colgate

  IRN AJC00106

  • [FCA CF] Functions requiring qualifications (4 Dec 2020 to 1 Jun 2022)
  • [FCA CF] Client dealing (4 Dec 2020 to 1 Jun 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 22 Nov 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 13 Jan 2017)
  • CF1 Director (8 Sep 2014 to 22 Nov 2018)
  • Responsible for Insurance Mediation (8 Sep 2014 to 30 Sep 2018)
  • CF10 Compliance Oversight (8 Sep 2014 to 13 Jan 2017)
  • CF11 Money Laundering Reporting (8 Sep 2014 to 22 Nov 2018)
  • CF30 Customer (8 Sep 2014 to 8 Dec 2019)
• Paul Edward Varker

  IRN PEV01006

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
  • [FCA CF] Client dealing (since 4 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 6 Dec 2018)
  • Responsibility for MCD Intermediation (since 12 Jan 2017)
  • CF11 Money Laundering Reporting (6 Dec 2018 to 8 Dec 2019)
  • CF30 Customer (12 Jan 2017 to 8 Dec 2019)
  • CF1 Director (12 Jan 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 Jan 2017 to 8 Dec 2019)

No changes recorded yet.