Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Victoria Place
    Airdrie
    Lanarkshire
    ML6 9BU
    UNITED KINGDOM
    Phone
    +4401236752228
  • Complaints Contact

    7 Victoria Place
    Airdrie
    Lanarkshire
    ML6 9BU
    UNITED KINGDOM
    Phone
    +441236752228

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barry Michael Lavery

    IRN BXL00012

    • CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
  • Edward Gerald Murray

    IRN EGM00001

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (7 May 2008 to 31 Mar 2009)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (3 Apr 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Apr 2003 to 31 Mar 2013)
    • CF7 Sole Trader (3 Apr 2003 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • James McIlwaine

    IRN JXM01824

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF7 Sole Trader (AR) (15 Dec 2005 to 31 Jan 2007)
    • CF24 Pension Transfer Specialist (6 May 2003 to 31 Oct 2007)
    • CF7 Sole Trader (1 May 2002 to 7 Mar 2003)
    • CF21 Investment Adviser (1 May 2002 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 10 Mar 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 10 Mar 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Mar 2003)
  • Thomas Flanigan

    IRN TXF01206

    • CF30 Customer (24 Oct 2011 to 31 Mar 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Mr Jim McIlwaine (no longer appointed)

    FRN 445582 · Appointed 12 Dec 2005 · Until 31 Dec 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.