Edward Gerald Murray
- FRN
- 140071
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
7 Victoria PlaceAirdrieLanarkshireML6 9BUUNITED KINGDOM- Phone
- +4401236752228
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Complaints Contact
7 Victoria PlaceAirdrieLanarkshireML6 9BUUNITED KINGDOM- Phone
- +441236752228
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Barry Michael Lavery
IRN BXL00012
- CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
-
Edward Gerald Murray
IRN EGM00001
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF8 Apportionment and Oversight (7 May 2008 to 31 Mar 2009)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF11 Money Laundering Reporting (3 Apr 2003 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Apr 2003 to 31 Mar 2013)
- CF7 Sole Trader (3 Apr 2003 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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James McIlwaine
IRN JXM01824
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF7 Sole Trader (AR) (15 Dec 2005 to 31 Jan 2007)
- CF24 Pension Transfer Specialist (6 May 2003 to 31 Oct 2007)
- CF7 Sole Trader (1 May 2002 to 7 Mar 2003)
- CF21 Investment Adviser (1 May 2002 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 10 Mar 2003)
- CF11 Money Laundering Reporting (1 Dec 2001 to 10 Mar 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 7 Mar 2003)
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Thomas Flanigan
IRN TXF01206
- CF30 Customer (24 Oct 2011 to 31 Mar 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.