EDMANS IFA LIMITED

• Principal Place of Business

  14 Crusader Business Park

  Stephenson Road West

  Clacton-on-Sea

  Essex

  CO15 4TN

  UNITED KINGDOM

  Phone

  +441255254450

  Web

  https://www.edmansifa.com

• Complaints Contact

  14 Crusader Business Park

  Stephenson Road West

  Clacton-on-Sea

  Essex

  CO15 4TN

  UNITED KINGDOM

  Phone

  +441255254450

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Gerald Malcolm Berncastel

  IRN GMB00014

  • CF1 Director (30 Oct 2014 to 16 Aug 2018)
  • CF11 Money Laundering Reporting (30 Oct 2014 to 23 Jun 2017)
• Jill Wright

  IRN JKE00003

  • CF30 Customer (1 Nov 2007 to 31 Dec 2015)
  • CF24 Pension Transfer Specialist (1 Dec 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2005 to 27 Oct 2014)
  • CF10 Compliance Oversight (1 Dec 2005 to 27 Oct 2014)
  • CF1 Director (1 Dec 2005 to 27 Oct 2014)
  • CF8 Apportionment and Oversight (1 Dec 2005 to 31 Mar 2009)
  • Responsible for Insurance Mediation (1 Dec 2005 to 25 Sep 2014)
• Mark Lee Clements

  IRN MLC00010

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • CF30 Customer (15 Jan 2016 to 8 Dec 2019)
• Maxine Powell

  IRN MXP00063

  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • CF30 Customer (11 Aug 2015 to 8 Dec 2019)
• Richard Harvey McEwen

  IRN RHM00019

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (9 Oct 2014 to 30 Sep 2018)
  • CF1 Director (9 Oct 2014 to 8 Dec 2019)
• Simon Rouse

  IRN SXR00038

  • CF30 Customer (12 Feb 2015 to 8 Dec 2019)
• Stuart Antony Smith

  IRN SAS00013

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Significant management (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (29 Jun 2017 to 8 Dec 2019)
  • CF30 Customer (30 Dec 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (24 Oct 2014 to 8 Dec 2019)
  • CF1 Director (24 Oct 2014 to 8 Dec 2019)
  • CF3 Chief Executive (24 Oct 2014 to 8 Dec 2019)

No changes recorded yet.