Date authorised
19 October 2020
Companies House
12030804
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13-14 Welbeck Street
    London
    W1G 9XU
    UNITED KINGDOM
    Phone
    +442073171300
  • Complaints Contact

    13-14 Welbeck Street
    London
    W1G 9XU
    UNITED KINGDOM
    Phone
    +442073171300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Niall John Santamaria

    IRN NJS01266

    • [FCA CF] Client dealing (9 Dec 2020 to 20 Sep 2021)
  • Patrick John Magee

    IRN PJM01224

    • Director of firm who is not a certification employee or a SMF manager (since 8 Mar 2023)
  • Simon Andrews

    IRN SXA01196

    • [FCA CF] Significant management (since 3 Oct 2023)
    • [FCA CF] Client dealing (since 9 Dec 2020)
  • Steven Michael Daniels

    IRN SMD01073

    • SMF9 Chair of the Governing Body (since 6 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 24 Sep 2021)
  • Stuart Neil Cass

    IRN SNC00019

    • SMF16 Compliance Oversight (since 28 Feb 2026)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Oct 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.