Date authorised
1 August 2023
Companies House
03721499
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St. Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
  • Complaints Contact

    The St. Botolph Building
    138 Houndsditch
    London
    City Of London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Anton Sweasey

    IRN PAS01371

    • SMF3 Executive Director (4 Mar 2020 to 7 Dec 2022)
    • CF29 Significant management (4 Dec 2018 to 8 Dec 2019)
    • CF1 Director (11 Aug 2015 to 4 Dec 2018)
  • Richard Christopher Harrison Goodacre

    IRN RCG01085

    • CF1 Director (AR) (26 Jun 2015 to 1 Mar 2019)
  • Richard William Brown

    IRN RWB01103

    • SMF3 Executive Director (9 Dec 2019 to 14 Dec 2023)
    • CF1 Director (3 Feb 2014 to 8 Dec 2019)
    • CF28 Systems and controls (3 Feb 2014 to 8 Dec 2019)
    • CF29 Significant management (3 Feb 2014 to 8 Dec 2019)
  • Saverio William Ardolino

    IRN SWA01024

    • Responsible for Insurance Mediation (3 Feb 2014 to 11 Jun 2015)
    • CF1 Director (3 Feb 2014 to 11 Jun 2015)
  • Tom Eirik Midttun

    IRN TEM01029

    • SMF9 Chair of the Governing Body (24 Sep 2020 to 6 Jul 2022)
    • CF1 Director (1 Jul 2015 to 5 Nov 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.