Date authorised
1 April 2016
Companies House
OC401960
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    105 Piccadilly
    London
    W1J 7NJ
    UNITED KINGDOM
    Phone
    +442072583172
  • Complaints Contact

    105 Piccadilly
    London
    W1J 7NJ
    UNITED KINGDOM
    Phone
    +442072583172

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Antonio Gabriel Azzinnaro

    IRN MAA01279

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2022)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • Matthew Paul Myles

    IRN MPM01118

    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2016 to 1 Apr 2018)
    • CF11 Money Laundering Reporting (1 Apr 2016 to 1 Apr 2018)
    • CF4 Partner (1 Apr 2016 to 8 Dec 2019)
  • Philip Brendan Coyle

    IRN PXC00250

    • [FCA CF] Material risk taker (8 Mar 2021 to 27 Jun 2023)
  • Raymond Ka Yiu Cheung

    IRN RXC01340

    • CF2 Non Executive Director (1 Apr 2018 to 8 Dec 2019)
  • Ronald Ang

    IRN RXA00143

    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Jun 2021)
  • Sally Reagh Mason

    IRN SXM02424

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Aug 2022)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • Samiat Kofoworola Kolawole

    IRN SXK00476

    • [FCA CF] Client dealing (since 7 Aug 2025)
    • [FCA CF] Material risk taker (since 4 Nov 2024)
    • [FCA CF] Client dealing (7 Feb 2023 to 5 Jan 2024)
    • [FCA CF] Material risk taker (14 Mar 2022 to 5 Jan 2024)
  • Sarah Jane Nichols

    IRN SJN01049

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
    • CF4 Partner (1 Apr 2016 to 8 Dec 2019)
  • Sarah Louise Chambers

    IRN SLC01128

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • Stephen Shepherd

    IRN SXS04996

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.