Date authorised
1 April 2013
Companies House
OC309830
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Derby St
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +4402070791600
  • Complaints Contact

    6 Derby St
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +4402070791600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Henry Wakeford

    IRN RXW00685

    • CF30 Customer (since 17 Nov 2025)
    • CF4 Partner (AR) (since 17 Nov 2025)
    • [FCA CF] Client dealing (29 Aug 2025 to 1 Apr 2026)
  • Rollo Richard Wigan

    IRN RXW01611

    • CF30 Customer (since 2 Jul 2025)
    • CF30 Customer (24 Jun 2020 to 7 Mar 2024)
    • CF1 Director (AR) (24 Jun 2020 to 7 Mar 2024)
  • Santo John Volpe

    IRN SJV01024

    • CF8 Apportionment and Oversight (15 Aug 2005 to 11 May 2006)
    • CF4 Partner (15 Aug 2005 to 27 Jul 2006)
    • CF21 Investment Adviser (15 Aug 2005 to 27 Jul 2006)
  • Tanya Southworth

    IRN TXS01367

    • CF30 Customer (7 Feb 2025 to 5 Jan 2026)
  • Victoria Chapman

    IRN VXC01048

    • CF30 Customer (20 Sep 2024 to 20 Feb 2026)
    • CF1 Director (AR) (20 Sep 2024 to 20 Feb 2026)
  • Wei Fu

    IRN WXF00071

    • CF1 Director (AR) (22 Jan 2024 to 13 May 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.