Date authorised
1 April 2013
Companies House
07292351
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor, 10 Wellington Place
    Leeds
    West Yorkshire
    LS1 4AP
    UNITED KINGDOM
    Phone
    +4401132430101
  • Complaints Contact

    2nd Floor, 10 Wellington Place
    Leeds
    West Yorkshire
    LS1 4AP
    UNITED KINGDOM
    Phone
    +4401132430101

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas David Towns

    IRN NDT01046

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (26 Jun 2015 to 30 Sep 2018)
    • CF1 Director (26 Jun 2015 to 8 Dec 2019)
  • Nigel McDonald

    IRN NXM01311

    • CF1 Director (13 Jun 2011 to 24 Mar 2015)
  • Richard William Traynor

    IRN RWT01059

    • SMF3 Executive Director (since 3 Feb 2020)
  • Robert Hartley

    IRN RXH01809

    • Responsible for Insurance Mediation (13 Jun 2011 to 24 Mar 2015)
    • CF1 Director (13 Jun 2011 to 24 Mar 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.