Date authorised
1 April 2013
Companies House
01534505
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    ECA Court
    24-26 South Park
    Sevenoaks
    Kent
    TN13 1DU
    UNITED KINGDOM
    Phone
    +443302210241
  • Complaints Contact

    ECA Court
    24-26 South Park
    Sevenoaks
    Kent
    TN13 1DU
    UNITED KINGDOM
    Phone
    +443302210241

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger Stewart Brown

    IRN RSB01105

    • CF1 Director (1 Apr 2009 to 1 Apr 2016)
    • CF1 Director (AR) (1 Apr 2009 to 1 Mar 2012)
    • CF3 Chief Executive (1 Apr 2009 to 1 Apr 2016)
    • CF8 Apportionment and Oversight (1 Apr 2009 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Apr 2009 to 1 Apr 2016)
  • Roger William Hudson

    IRN RWH01114

    • CF28 Systems and controls (1 Nov 2007 to 28 Feb 2014)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • Stephen John Bratt

    IRN SJB01597

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (11 Dec 2015 to 8 Dec 2019)
  • Stephen Thomas Brooks

    IRN STB01080

    • CF2 Non Executive Director (21 Jan 2015 to 31 Dec 2016)
  • Susan Elizabeth Colledge

    IRN SEC01083

    • CF1 Director (AR) (13 Apr 2010 to 1 Mar 2012)
  • Terence David Foreman

    IRN TDF01020

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (30 Aug 2018 to 8 Dec 2019)
  • Timothy Andrew Ablett

    IRN TAA01010

    • CF2 Non Executive Director (27 Apr 2012 to 28 May 2013)
  • Trevor George Hursthouse

    IRN TGH01021

    • CF2 Non Executive Director (14 Jan 2005 to 26 Oct 2012)
  • William Richard Adamson

    IRN WRA01003

    • CF1 Director (AR) (16 Oct 2008 to 12 Jan 2009)
    • CF29 Significant management (1 Nov 2007 to 12 Jan 2009)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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