Eaton Financial Services Ltd

• Principal Place of Business

  34 Bushmead Road

  Eaton Socon

  St. Neots

  Cambridgeshire

  PE19 8GP

  UNITED KINGDOM

  Phone

  +4401480215788

• Complaints Contact

  34 Bushmead Road

  Eaton Socon

  St. Neots

  Cambridgeshire

  PE19 8GP

  UNITED KINGDOM

  Phone

  +4401480215788

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to Debt Counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: " a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to lenders"

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Geoffrey Charles Pilgrim

  IRN GCP00007

  • CF30 Customer (1 Dec 2007 to 17 Dec 2007)
• Judy Vanessa Angela Dennis

  IRN JXD01465

  • SMF3 Executive Director (9 Dec 2019 to 13 May 2025)
  • CF1 Director (8 Sep 2006 to 8 Dec 2019)
• Shaun Richard Dennis

  IRN SRD00018

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 1 Sep 2016)
  • [FCA CF] Significant management (9 Dec 2019 to 15 Apr 2025)
  • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 15 Apr 2025)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 15 Apr 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Apr 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 15 Apr 2025)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 15 Apr 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (8 Sep 2006 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (8 Sep 2006 to 31 Mar 2009)
  • Responsible for Insurance Mediation (8 Sep 2006 to 30 Sep 2018)
  • CF21 Investment Adviser (8 Sep 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (8 Sep 2006 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Sep 2006 to 8 Dec 2019)

No changes recorded yet.