Date authorised
1 April 2013
Companies House
02560460
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Northumberland House
    14-16 Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1DT
    UNITED KINGDOM
    Phone
    +441484820000
  • Complaints Contact

    Northumberland House
    14-16 Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1DT
    UNITED KINGDOM
    Phone
    +441484820000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leslie Brook

    IRN LXB01337

    • CF28 Systems and controls (1 Nov 2007 to 6 May 2008)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • Lucy Elizabeth Hodgson Armitage

    IRN LEH01048

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 21 Nov 2018)
    • CF1 Director (18 Jul 2012 to 8 Dec 2019)
  • Martin Spenceley

    IRN MXS02190

    • CF28 Systems and controls (1 Nov 2007 to 30 Sep 2014)
    • CF15 Internal Audit (8 Nov 2005 to 31 Oct 2007)
  • Roger Derek Underwood

    IRN RDU00001

    • SMF3 Executive Director (9 Dec 2019 to 24 Nov 2020)
    • CF1 Director (6 Jun 2007 to 8 Dec 2019)
  • Wayne Edward Johnson

    IRN WEJ00007

    • CF1 Director (AR) (3 Aug 2017 to 18 Aug 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.