Date authorised
1 April 2013
Companies House
02560460
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Northumberland House
    14-16 Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1DT
    UNITED KINGDOM
    Phone
    +441484820000
  • Complaints Contact

    Northumberland House
    14-16 Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1DT
    UNITED KINGDOM
    Phone
    +441484820000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leslie Brook

    IRN LXB01337

    • CF28 Systems and controls (1 Nov 2007 to 6 May 2008)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • Lucy Elizabeth Hodgson Armitage

    IRN LEH01048

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 21 Nov 2018)
    • CF1 Director (18 Jul 2012 to 8 Dec 2019)
  • Martin Spenceley

    IRN MXS02190

    • CF28 Systems and controls (1 Nov 2007 to 30 Sep 2014)
    • CF15 Internal Audit (8 Nov 2005 to 31 Oct 2007)
  • Roger Derek Underwood

    IRN RDU00001

    • SMF3 Executive Director (9 Dec 2019 to 24 Nov 2020)
    • CF1 Director (6 Jun 2007 to 8 Dec 2019)
  • Wayne Edward Johnson

    IRN WEJ00007

    • CF1 Director (AR) (3 Aug 2017 to 18 Aug 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Media Fitness Ltd (no longer appointed)

    FRN 507693 · Appointed 1 Oct 2009 · Until 6 Oct 2010

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.