EAK Management UK, LLP

Date authorised
27 November 2013
Companies House
OC384795
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    21 Queen Annes Gate
    London
    SW1H 9BU
    UNITED KINGDOM
    Phone
    +4402077696736

  • Complaints Contact

    21 Queen Annes Gate
    London
    SW1H 9BU
    UNITED KINGDOM
    Phone
    +4402077696736

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . EAK Management Limited

    IRN XXE01090

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (27 Nov 2013 to 8 Dec 2019)
  • Adam Dawid Malinowski

    IRN AXM05627

    • [FCA CF] Client dealing (since 12 Jun 2025)
  • Gaurav Doshi

    IRN GXD12110

    • [FCA CF] Client dealing (since 12 Jun 2025)
  • Hansaka Pasindu Fernando

    IRN HXF88962

    • [FCA CF] Client dealing (since 12 Jun 2025)
  • Maurice Hernandez

    IRN MXH03262

    • [FCA CF] Client dealing (27 Mar 2025 to 24 Jul 2025)
  • Maurice Hernandez

    IRN MXH02509

    • [FCA CF] Client dealing (since 27 Mar 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (27 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (27 Nov 2013 to 8 Dec 2019)
    • CF4 Partner (27 Nov 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Nov 2013 to 8 Dec 2019)
  • Patrick Joseph Fallon

    IRN PJF01185

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (27 Nov 2013 to 8 Dec 2019)
    • CF4 Partner (27 Nov 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.