Eaglestone Advisory Limited

Date authorised
1 April 2013
Companies House
07802305
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Eaglestone Advisory Limited
    Portman House
    2 Portman Street
    London
    W1H 6DU
    UNITED KINGDOM
    Phone
    +447702498333
    Web
    https://www.eaglestone.eu

  • Complaints Contact

    Eaglestone Advisory Limited
    Portman House
    2 Portman Street
    London
    W1H 6DU
    UNITED KINGDOM
    Phone
    +447702498333

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Bret Apter

    IRN ABA01008

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (12 Sep 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (12 Sep 2014 to 8 Dec 2019)
    • CF29 Significant management (19 Jul 2013 to 8 Dec 2019)
  • Ana Maria Corvalan

    IRN AMC01103

    • CF30 Customer (1 Jul 2015 to 21 May 2019)
  • Brice Patrick Beumo Jaze

    IRN BPB01044

    • CF30 Customer (8 Jul 2015 to 5 Jun 2019)
  • Francisco Ramirez

    IRN FXR01229

    • CF30 Customer (7 Jun 2013 to 22 Mar 2016)
    • CF28 Systems and controls (7 Jun 2013 to 22 Mar 2016)
    • CF29 Significant management (7 Jun 2013 to 22 Mar 2016)
    • CF10 Compliance Oversight (7 Jun 2013 to 22 Mar 2016)
  • Guy Rene Essome

    IRN GRE01018

    • CF30 Customer (24 Mar 2015 to 13 Jul 2016)
  • Nigel Keith Purse

    IRN NKP01004

    • CF11 Money Laundering Reporting (8 Oct 2012 to 25 Jul 2014)
    • CF30 Customer (8 Oct 2012 to 25 Jul 2014)
    • CF1 Director (8 Oct 2012 to 25 Jul 2014)
    • CF10 Compliance Oversight (8 Oct 2012 to 25 Jul 2014)
  • Pedro Neto

    IRN PXN01271

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (8 Oct 2012 to 8 Dec 2019)
    • CF30 Customer (8 Oct 2012 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.