DZ Bank AG, Deutsche Zentral-Genossenschaftsbank

• Principal Place of Business

  D Z Bank A G

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402077766000

  Web

  https://www.dzbank.com/content/dzbank/en/home/international-network/london.html

• Complaints Contact

  D Z Bank A G, 150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402077766133

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Eckhard Arndt

  IRN EXA01058

  • CF26 Customer Trading (1 Dec 2001 to 21 Feb 2003)
• Edouard William Landau

  IRN EWL01010

  • CF30 Customer (19 Mar 2012 to 23 Aug 2012)
• Elizabeth O'Doherty

  IRN EXM72260

  • [FCA CF] Client dealing (since 14 Jul 2023)
• Harald Steinhauer

  IRN HXS01122

  • CF26 Customer Trading (10 Jan 2005 to 9 Dec 2005)
• Helen Louise Jones

  IRN HLJ01004

  • CF26 Customer Trading (1 Dec 2001 to 24 Jul 2002)
• Helen Nicolaou

  IRN HXN01225

  • SMF16 Compliance Oversight (15 Jun 2021 to 15 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Dec 2016 to 15 Jul 2024)
• Holger Schad

  IRN HBS01016

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 7 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (12 Mar 2003 to 31 Oct 2007)
• Holger Thomas Wessling

  IRN HTW01005

  • CF29 Significant management (17 Nov 2009 to 30 Jun 2014)
  • CF9 EEA Investment Business Oversight (1 Jan 2006 to 5 Aug 2008)
• James Jackson

  IRN JXJ00133

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Nov 2024)
  • SMF16 Compliance Oversight (since 22 Nov 2024)
• Johannes Heinrich Haas

  IRN JHH01102

  • SMF19 Head of Overseas Branch/Head of Overseas (since 15 Jun 2021)
  • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 15 Jun 2021)
  • CF29 Significant management (1 Jul 2014 to 6 Mar 2016)

No changes recorded yet.