Date authorised
1 October 2020
Companies House
12033110
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    156 Blackfriars Road
    The Foundry
    Suite 212-213
    SE1 8EN
    UNITED KINGDOM
    Phone
    +447760145137
  • Complaints Contact

    156 Blackfriars Raod
    The Foundry
    Suite 212-213
    Londond
    SE1 8EN
    UNITED KINGDOM
    Phone
    +447760145137

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bhoomika Vinod Kesaria

    IRN BXV00036

    • [FCA CF] Client dealing (1 Sep 2021 to 9 Jan 2023)
  • Christopher Souheil Wehbe

    IRN CSW01049

    • SMF1 Chief Executive (since 1 Oct 2020)
    • [FCA CF] Significant management (since 1 Oct 2020)
    • SMF3 Executive Director (1 Oct 2020 to 18 May 2023)
    • [PRA CF] Key function holder (1 Oct 2020 to 2 Oct 2020)
  • Ciarán Ó Dálaigh

    IRN CXO00161

    • SMF16 Compliance Oversight (since 4 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Jan 2022)
    • SMF3 Executive Director (since 4 Jan 2022)
    • [FCA CF] Significant management (since 24 Sep 2021)
    • [PRA CF] Key function holder (24 Sep 2021 to 25 Sep 2021)
    • [FCA CF] Client dealing (24 Sep 2021 to 25 Sep 2021)
  • Claire Ameline Lexa

    IRN CAL29525

    • [FCA CF] Client dealing (1 Aug 2021 to 24 May 2022)
  • Daniel Ekpe

    IRN DXE01236

    • [FCA CF] Material risk taker (6 Jun 2023 to 28 Feb 2024)
    • [FCA CF] Significant management (6 Jun 2023 to 28 Feb 2024)
    • [FCA CF] Client dealing (6 Jun 2023 to 28 Feb 2024)
  • Desmond Patrick Denning

    IRN DPD01058

    • SMF3 Executive Director (1 Oct 2020 to 24 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2020 to 24 Sep 2021)
    • SMF16 Compliance Oversight (1 Oct 2020 to 24 Sep 2021)
    • [PRA CF] Key function holder (1 Oct 2020 to 24 Sep 2021)
    • [FCA CF] Significant management (1 Oct 2020 to 24 Sep 2021)
  • Hani Ahmed Ibrahim

    IRN HAI01004

    • [FCA CF] Material risk taker (since 1 Oct 2020)
    • [FCA CF] Significant management (since 1 Oct 2020)
    • SMF3 Executive Director (since 1 Oct 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [PRA CF] Key function holder (1 Oct 2020 to 2 Oct 2020)
  • Jean-Charles Guillemin

    IRN JXG00406

    • [FCA CF] Client dealing (17 May 2021 to 25 May 2022)
  • Rugile Gurrieri

    IRN RXM02224

    • [FCA CF] Client dealing (since 31 Aug 2021)
  • Suresh David Samuel

    IRN SXS00759

    • [FCA CF] Client dealing (since 1 Sep 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.