Date authorised
1 April 2013
Companies House
04241542
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14 Old Queen Street
    London
    SW1H 9HP
    UNITED KINGDOM
    Phone
    +4402076801545
  • Complaints Contact

    14 Old Queen Street
    London
    SW1H 9HP
    UNITED KINGDOM
    Phone
    +4402076801545

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andreas Emmanuel Stamatiou

    IRN AES01063

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (5 Jul 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Jul 2002 to 31 Oct 2007)
    • CF3 Chief Executive (23 Jul 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (23 Jul 2002 to 31 Oct 2007)
    • CF1 Director (23 Jul 2002 to 8 Dec 2019)
  • Madeleine Gardner

    IRN MAH01296

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (5 Jul 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Oct 2007 to 8 Dec 2019)
    • CF1 Director (7 Mar 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Jan 2005 to 8 Dec 2019)
  • Nikolaos Passaris

    IRN NXP01157

    • CF10 Compliance Oversight (23 Jul 2002 to 31 Jan 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.