Dublon Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial
Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Alan James Dublon
IRN AJD01254
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Benchmark submission and administration (9 Dec 2019 to 10 Dec 2019)
- CF8 Apportionment and Oversight (3 Oct 2007 to 31 Mar 2009)
- Responsible for Insurance Mediation (3 Oct 2007 to 30 Sep 2018)
- CF1 Director (3 Oct 2007 to 8 Dec 2019)
Gerald Charles Graham
IRN GCG01031
- CF2 Non Executive Director (3 Oct 2007 to 19 Mar 2015)
Penelope Carol Beecham Sewell
IRN PCB01108
- CF1 Director (3 Oct 2007 to 1 Nov 2010)
Pieter Vlasbloem
IRN PXV01111
- CF1 Director (AR) (13 Dec 2018 to 18 Jan 2019)
Stephen John Watts
IRN SJW01336
- CF2 Non Executive Director (3 Oct 2007 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Marken Re Specialty Limited (no longer appointed)
FRN 826561 · Appointed 21 Nov 2018 · Until 18 Jan 2019
Tauro Consulting Limited (no longer appointed)
FRN 527864 · Appointed 21 Nov 2016 · Until 20 Feb 2019
Gemini London Markets Limited (no longer appointed)
FRN 715579 · Appointed 1 Sep 2015 · Until 6 Jun 2016
NDI London Markets Limited (no longer appointed)
FRN 578762 · Appointed 2 Apr 2012 · Until 6 Jun 2016

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.