Date authorised
30 June 2023
Companies House
BR023519
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442073379888
  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442073379888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caroline Sarah Stone

    IRN CSS01068

    • SMF16 Compliance Oversight (since 18 Sep 2023)
  • Fergus Davey

    IRN FXD00120

    • SMF19 Head of Overseas Branch/Head of Overseas (28 Aug 2024 to 19 Mar 2026)
    • Responsible for Insurance Distribution (21 Aug 2024 to 19 Mar 2026)
  • Ian Keith

    IRN IXK00075

    • Responsible for Insurance Distribution (30 Jun 2023 to 23 Apr 2024)
    • SMF19 Head of Overseas Branch/Head of Overseas (30 Jun 2023 to 23 Apr 2024)
  • Mark Andrew Hudson

    IRN MAH01151

    • SMF16 Compliance Oversight (30 Jun 2023 to 19 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.