DUAL Europe GmbH UK Branch

Date authorised
5 June 2023
Companies House
BR020989
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442073379888
    Web
    https://www.dualinsurance.com/uk-en

  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442073379888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caroline Sarah Stone

    IRN CSS01068

    • SMF16 Compliance Oversight (since 5 Jun 2023)
    • SMF4 Chief Risk (since 5 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jan 2024 to 22 Jan 2026)
    • SMF3 Executive Director (5 Jun 2023 to 20 Dec 2023)
  • Mark Andrew Hudson

    IRN MAH01151

    • SMF16 Compliance Oversight (5 Jun 2023 to 7 Dec 2023)
  • Paul James Holland

    IRN PXH18575

    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Jun 2023 to 17 Jan 2024)
  • Richard Malcolm Clapham

    IRN RMC01097

    • Responsible for Insurance Distribution (5 Jun 2023 to 28 Nov 2024)
    • SMF19 Head of Overseas Branch/Head of Overseas (5 Jun 2023 to 28 Nov 2024)
  • Simon Cavendish McGinn

    IRN SCM01128

    • Responsible for Insurance Distribution (since 28 Nov 2024)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 28 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.