Date authorised
1 April 2013
Companies House
04160680
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442073379888
  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +442073379888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Bruce Forsyth

    IRN MBF01009

    • CF2 Non Executive Director (21 Nov 2012 to 6 May 2015)
  • Michael Higgins

    IRN MXH00691

    • [FCA CF] Significant management (9 Dec 2019 to 24 Mar 2025)
  • Nathan Thom Sewell

    IRN NTS01012

    • CF1 Director (10 Nov 2006 to 20 Sep 2007)
  • Neil Patrick Manvell

    IRN NXM00137

    • [FCA CF] Significant management (since 1 Sep 2025)
  • Oliver Corbett

    IRN ORC01001

    • CF29 Significant management (8 Oct 2015 to 7 Jan 2019)
  • Paul Andrew Ferris

    IRN PAF01100

    • CF1 Director (7 Apr 2014 to 5 Jan 2015)
    • CF29 Significant management (4 Feb 2013 to 9 Jul 2019)
  • Paul James Holland

    IRN PXH18575

    • SMF7 Group Entity Senior Manager (15 Mar 2024 to 14 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Feb 2020 to 18 Jan 2024)
    • CF29 Significant management (29 Oct 2019 to 8 Dec 2019)
  • Paul John Kneafsey

    IRN PJK01091

    • SMF18 Other Overall Responsibility (4 Apr 2023 to 29 Aug 2024)
  • Paul Stephen Robotham

    IRN PSR01052

    • CF28 Systems and controls (17 Mar 2014 to 27 Jun 2014)
  • Peter Wood

    IRN PXW00079

    • [FCA CF] Significant management (1 Sep 2025 to 20 Mar 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.